Getting Started/Document Checklist

Personal Documents

Wills
Trust Agreements (Revocable and Irrevocable)
Living Wills
Financial Powers of Attorney
Durable Health Care Powers of Attorney
Financial Statements
Investment Brokerage Account Statements (Cost Basis)
List of Securities held in certificate form
Retirement Plan Account Statements (IRA, Profit Sharing, 401(k), Defined Benefit, other)
Annuity Contracts (Contract Pages and Annual Summary of Values) 
Life Insurance Policies (Annual Statement and Owner/Beneficiary Designation)
Disability Income Insurance Policies
Income Tax Returns (2 years) 
Employee Benefits Booklet
Long-Term Care Insurance Policies
Real Estate Deeds

Business Documents

Balance Sheets (2 years)
P & L Statements (2 years)
Corporate Tax Returns (2 years)
Business Life insurance Policies (Annual Statement and Owner/Beneficiary Designation)
Business Continuation Agreements
Deferred Compensation Agreements
Qualified Plan Documents and Financial Statements (Form 5500C, Summary Plan Description)
Employee Census (DOB, Date of Hire, Total Annual Compensation)
Additional Employee Benefits Summary (Group Life/Disability Insurance, Group Medical)
Home | Who We Are | What We Do | How We Do It | News You Can Use | Financial Calculators | Financial Resources | Client Login | Contact Us
This communication is strictly intended for individuals residing in the states of
AZ,CA,CO,CT,FL,IA,IL,IN,KY,LA,MA,MD,MI,MN,MS,NC,NH,NJ,NM,NY,OH,OK,OR,PA,TN,TX,VA,VT,WA,WI,WV.
No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services.

Securities and advisory services offered through Commonwealth Financial Network®.
Member FINRA, SIPC, a Registered Investment Adviser.
Privacy Policy
© Copyright 2011 - 2012